As a financial advisory firm, Wells Capital Management can provide a variety of financial planning services for Americans. Others named Trevor Lavin. I enjoyed working for Wells Capital Management for many years, which includes 10 years working for Wells Fargo Bank. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. You are leaving the Wells Fargo Asset Management website. Prior to founding Weiss Capital Management in April of 1997, Bill was a senior portfolio manager at Brown Brothers Harriman & Co. in New York for ten years. YP - The Real Yellow Pages SM - helps you find the right local businesses to meet your specific needs. “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans. investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. computer Menu & Reservations Make Reservations . This data does not apply to any of WellsCap’s other managed accounts. With respect to such information, investor.com cannot and does not independently verify, audit, validate, assess or guarantee the adequacy, accuracy, or completeness of such information; such information is not included or otherwise incorporated within investor.com’s Trust Score algorithm or review process. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response. An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). 12b-1 fees increase the total annual cost of owning a mutual fund with no guarantee of higher returns. The Company offers asset and portfolio management… print This could also limit the number and diversity of investment options available to you and may impact their transferability. Wells Capital Management manages $393.6 billion and provides investment advisory services for 3,428 clients (1:9 advisor/client ratio). Two asset and wealth management firms and two private equity firms are reportedly in the running to purchase Wells Fargo's asset management arm, Bloomberg has reported, citing anonymous sources. Wells Capital Management, Inc. Objective/Focus: Invests primarily in investment grade corporate, U.S. Treasury and government agency bonds and mortgage- and asset-backed securities. The company's filing status is listed as Active and its File Number is C1077391. After checking the disciplinary records of Wells Capital Management, our system has identified the following question(s) to ask. What happened? Do not be afraid to ask how much they will earn from the product or what other non-proprietary options are available. For data support, email "support@investor.com". About Wells Capital Management Gp LLC Analytic Investors, LLC operates as an investment management company. Wells Capital Management, Incorporated ("WellsCap"), WellsCap RTS 28 & Art 65(6) Tables (2019) (PDF), WellsCap RTS 28 & Art 65(6) Tables (2019) (XLS), Wellscap Qualitative analysis (2019) (PDF), WellsCap RTS 28 & Art 65(6) Tables (2018) (PDF), WellsCap Qualitative analysis (2018) (PDF), WellsCap RTS 28 Qualitative analysis (2017) (PDF), WellsCap Article 65(6) Tables (2017) (PDF). Learn more. WellsCap is a registered investment adviser with the Securities and Exchange Commission and is not a Markets in Financial Instruments Directive (“MiFID”) entity; however, it is obligated by contract to manage certain client accounts in accordance with MiFID II regulations. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Wells Capital Management Jobs. © 2021 Reink Media Group LLC. Learn more. While Wells Capital Management advises clients across a variety of portfolio sizes, the average client balance is currently $114,827,377. All of these conflicts can negatively impact clients via hidden fees and overall higher costs. Wells Capital Management, registered in 1984, serves 50 state(s) with a licensed staff of 421 advisors. Our system found no other disciplinary questions to ask. Compare pay for popular roles and read about the team’s work-life balance. Wells Capital Management manages $393.6 billion and provides investment advisory services for 3,428 clients (1:9 advisor/client ratio). Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Side-by-side management can create an incentive for the advisor to favor the larger funds, potentially leading to unequal trading costs and unfavorable trade executions for their retail clients. 37 Wells Capital reviews. Lists Featuring This Company Wells Capital Management 100 Heritage Reserve Menomonee Falls WI 53051. Learn more. You can view more information on Wells Capital Management Inc including private fund info, contact info, top management and executives, website, email addresses, and more below: We have provided this link for your convenience but we do not endorse, nor are we responsible for the content, links, privacy policy, or security policy of this website. Learn more about our capabilities. Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. We incorporate life insurance in your overall financial plan. Menu & Reservations Make Reservations . For the most up-to-date information, please view the applicable SEC and FINRA reports above. In total, Wells Capital Management manages $393,628,250,396 in assets. Checks take place monthly. Firm’s/Financial Professional’s investor.com profile pages may contain certain limited information directly provided to investor.com by the Firm/Financial Professional including, by way of example only, the “Personal Bio,” “Certifications,” and/or “Investment Philosophy” portions of the profile page. Save Search. This automated report was generated using SEC and FINRA data and was last updated on January 4th, 2021*. When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds, cross-selling of commissioned insurance products, and the sale of proprietary investment products. † Global investment talent includes directors and associate level professionals. Menu & Reservations Make Reservations . International Jobs Blog Salary Search. Accordingly, WellsCap is posting the top 5 execution venues (as required under MiFID II Regulatory Technical Standard (RTS) 28) and the top 5 execution brokers (as required under MiFID Delegated Regulation Article 65(6) as they relate solely to MiFID accounts. The objective is to provide as high a level of total return as is consistent with prudent investment risk. (949) 718-9701. Andrea Almeida Mack, CFA Managing Director, Consultant Relations at The TCW Group. For example, front running is when a financial professional buys or sell securities ahead of their client. Financial plans and investment portfolios are always unique to the client's personal financial situation. Sales Associate at Wells Capital Management. Wells Capital Management in Boston, MA. After checking the regulatory records of Wells Capital Management, our system has identified the following question(s) to ask. Wells Capital Management Incorporated is a California Domestic Corporation filed on May 26, 1981. Terms of Use | Disclaimers | Privacy Policy, compensation-related conflicts of interest, Attorney/Accountant Authorization Revocation – SRO, Business License Revocation - Other Regulatory Agencies, False Statements or Omissions - Other Regulatory Agencies, Order Entered - Other Regulatory Agencies, Regulation Violations - Other Regulatory Agencies. In short, any financial professional should disclose all positions they hold (or have sold short) that they will also be recommending to you. Reviews (310) 318-2300. Wells Capital Management is headquartered in San Francisco, CA. Wells Capital Management recommends securities that they may have recently taken public or otherwise have controlling interest over. phone As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Wells Capital Management: Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. You are leaving our website. (949) 718-9701. 1 Reviews (414) 359-3400. Investment products and services are offered through Wells Fargo Advisors. When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. Get more information on Wells Capital Management by viewing our in-depth profile. When? Currently Wells Capital Management is also a Broker-Dealer or is affiliated with one. Wells Capital Management, Incorporated ("WellsCap") RTS 28 and Article 65(6) Disclosure WellsCap is a registered investment adviser with the Securities and Exchange Commission and is not a Markets in Financial Instruments Directive (“MiFID”) entity; however, it is obligated by contract to manage certain client accounts in accordance with MiFID II regulations. 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